Governance, Risk & Compliance
Enterprise-grade compliance monitoring with dual-layer protection, AI-powered reporting, and comprehensive audit trails.
What is AI Governance, Risk & Compliance (GRC)?
AI GRC refers to the policies, controls, and monitoring systems that ensure an organization's use of AI remains compliant with regulations, auditable, and aligned with internal risk tolerances. For regulated firms, AI GRC includes audit trails, policy enforcement, violation detection, and examination-ready recordkeeping.
Dual-Layer Protection System
Audition AI combines AI-powered generative rules with traditional data loss prevention for comprehensive compliance coverage.
AI-powered behavioral guidelines
Examples:
- Don't discuss politics or controversial topics
- Avoid providing financial advice
- Don't assist with potentially harmful activities
- Maintain professional tone and language
Traditional deterministic pattern matching
Examples:
- Block Social Security Numbers (XXX-XX-XXXX)
- Prevent Credit Card Number exposure
- Protect Personal Identifiable Information (PII)
- Block proprietary code or sensitive data patterns
Rule Configuration Interface
Configure custom compliance rules with AI-powered evaluation methods and severity levels
Comprehensive Compliance Features
Role-based access controls integrated with Azure Entra ID provide compliance teams with powerful monitoring and reporting capabilities.
Compliance personnel can view all chat conversations across the organization with full context and history.
Receive instant notifications when compliance violations occur, enabling rapid response and remediation.
Search by user, violation type, specific rules, time periods, and custom criteria with powerful filtering options.
Comprehensive tracking of all violations with detailed context, severity levels, and remediation status.
Create powerful custom reports on-the-fly using AI to analyze compliance trends, patterns, and insights.
Integrated with Azure Entra ID for seamless role-based permissions and organizational security.
Enterprise Security & Azure Entra Integration
Secure by design. Audition AI integrates with Azure Entra Enterprise Apps using a zero-trust model where admins maintain granular control over permissions for Microsoft 365 resources.
Learn how Entra integration works →Advanced Analytics & Reporting
AI-powered dashboards and reports provide deep insights into compliance trends, violations, and organizational risk patterns.
Violation Analysis
Identify the most frequently violated compliance rules with interactive radar charts and detailed breakdowns.
Compliance Overview
Get a comprehensive view of your organization's compliance posture with clear metrics and trends.
Advanced Search & Filtering
Powerful search capabilities allow compliance teams to quickly find specific violations, users, or conversation patterns.
Key Benefits
Proactive Monitoring
Real-time detection and prevention of compliance violations before they become issues.
Audit Trail
Complete documentation of all AI interactions for regulatory compliance and auditing.
Risk Mitigation
Reduce organizational risk through comprehensive policy enforcement and monitoring.
AI-Powered Insights
Generate custom reports and insights using AI to understand compliance patterns.
GRC Platform FAQ
Audition AI's GRC platform is built for the regulatory requirements financial firms already operate under, including SEC recordkeeping and marketing rules, Reg S-P for safeguarding customer information, and firm-specific supervisory and compliance policies. Generative rules and DLP patterns are configured to match your existing regulatory obligations, not a generic template.
Every AI interaction — chats, data access, API calls, and model decisions — is captured in an immutable audit trail tied to the individual's identity via Azure Entra ID. Compliance teams get complete chat visibility with full context and history, so any conversation or action can be reconstructed for regulatory review or internal investigation.
Audition AI's audit trails and recordkeeping controls are designed to support SEC Rule 204-2 recordkeeping obligations by preserving a complete, immutable record of AI-related communications and decisions for the required retention period. As with any compliance program, firms should confirm configuration with their own compliance and legal counsel to match their specific regulatory posture.
Generative rules are AI-powered behavioral guidelines — for example, avoiding financial advice or controversial topics — evaluated contextually by the model. Data Loss Prevention (DLP) is traditional deterministic pattern matching that blocks specific data like Social Security numbers, credit card numbers, or proprietary code outright. Audition AI combines both layers so contextual judgment and hard pattern blocks work together.
Ready to Enhance Your Compliance Program?
Discover how Audition AI's comprehensive GRC features can help your organization maintain compliance while enabling AI innovation.