Prepare for Reg S-P Changes With Governed AI
The SEC's June 2026 Reg S-P changes require new guardrails around AI use in regulated firms. AuditionAI, already trusted by RIAs today, provides enterprise AI governance with customer-controlled deployment, technical controls, and immutable audit trails — helping firms navigate regulatory requirements without sacrificing AI capability.
Governed AI That Works For You
AuditionAI acts as the orchestration and governance layer for enterprise AI use — giving firms the controls they need without sacrificing capability.
AuditionAI acts as the orchestration and governance layer for enterprise AI use. Firms can decide which models are approved for which use cases, what data can be used with them, and what technical guardrails apply.
AuditionAI is deployed in the customer's environment and operates under the customer's security, identity, and infrastructure controls. No third-party data access is enabled by default, and telemetry can be disabled at the enterprise level.
Not all AI use cases carry the same risk. AuditionAI allows firms to enable different models and capabilities based on data sensitivity, business purpose, and policy — so non-sensitive workflows can use frontier models while sensitive data stays on tightly controlled paths.
AuditionAI gives firms more than visibility. Compliance and security teams can implement enforceable policy controls and circuit breakers that can interrupt, constrain, or stop interactions when defined conditions are met.
AuditionAI maintains immutable audit trails of user activity, AI behavior, and orchestration actions. This helps firms support supervision, investigation, and internal review with clear records of what happened, when, and under whose authority.
AuditionAI operates through the user's own enterprise identity and existing source-system permissions. Users access data only as themselves, and the AI acts only as a delegate of the authenticated user — not as a separate privileged actor.
Built for Firms That Need Governed AI
AuditionAI is designed for enterprises that need to balance AI adoption with security, compliance, and operational control.
Deployed in the customer's environment and aligned to the customer's identity and security controls, AuditionAI supports a more controlled alternative to unmanaged public AI use.
Security By Design, Not By Afterthought
Every control principle is enforced through technical implementation — not just documented in a policy binder.
Zero Data Access by Default
No third-party services can access your data unless explicitly enabled by your organization.
Identity-Bound Delegated Access
AI acts only as a delegate of the authenticated user — never as a separate privileged actor.
Customer-Controlled Deployment
Deployed in your environment, under your security, identity, and infrastructure controls.
Immutable Audit Trails
Every user action, AI response, and orchestration event is recorded in tamper-resistant logs.
Policy Enforcement & Circuit Breakers
Enforceable controls that can interrupt, constrain, or stop interactions when conditions are met.
Model Governance by Sensitivity
Different models and capabilities can be enabled based on data sensitivity and business purpose.
Purpose-Specific Data Enablement
Data access is granted for specific, approved purposes — not blanket permissions.
Optional Telemetry Disablement
Enterprise-level control to disable telemetry entirely, keeping all operational data internal.
No Third-Party Data Access
No third-party data access is enabled by default. You decide what crosses the boundary.
How AuditionAI Works
From deployment to daily governance — a clear path to controlled, auditable AI.
Deploy in Your Environment
AuditionAI runs within your own Azure tenant, under your security perimeter. No data leaves your control boundary.
Define Models & Policies
Choose which AI models are approved for which use cases. Set data sensitivity levels and assign technical guardrails per workflow.
Connect Identity & Permissions
Integrate with Azure Entra so AI operates under each user's own identity and existing access controls — no elevated privileges.
Enforce in Production
Circuit breakers, DLP rules, and policy controls actively enforce governance in real time — not just in documentation.
Audit & Report
Immutable logs capture every interaction. Compliance teams can search, review, and report on AI activity across the firm.
Use Frontier AI Without Losing Control
AuditionAI helps enterprises adopt AI with governance, accountability, and technical enforcement built in.